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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-01-19
MN RA APPROVED 2024-01-19
TX RA APPROVED_RES 2024-01-19
  • GA RA
    APPROVED
    Since 2024-01-19
  • MN RA
    APPROVED
    Since 2024-01-19
  • TX RA
    APPROVED_RES
    Since 2024-01-19

Branch Locations

1801 Green St, Faribault, MN 55021 • United States

212 Main St E, Waterville, MN 56096-0000 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Woodbury Financial Services, Inc. Minneapolis MN 08/2003 01/2024
Osaic Wealth, Inc. Faribault MN 01/2024 Present
  • 08/2003 → 01/2024
    Woodbury Financial Services, Inc.
    Minneapolis, MN
  • 01/2024 → Present
    Faribault, MN
Previous Registrations
  • 2014-01-27 → 2024-01-19
    Woodbury Financial Services, Inc.
    Eagan, MN
    Eagan, MN
    Faribault, MN
    Waterville, MN
Other Businesses

1. COMPASS INSURANCE SOLUTIONS POSITION: Insurance Agent NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 45 SECURITIES TRADING HOURS: 25 START DATE: 02/01/2026 ADDRESS: 1801 Green St, Faribault MN 55021, United States DESCRIPTION: I am an independent insurance agent selling property and casualty insurance through our Independent Insurance Agency - Compass Insurance Solutions 2. MN STING FASTPITCH POSITION: Team Coach NATURE: Non-Profit Club Fastpitch Organization INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 2 START DATE: 08/07/2023 ADDRESS: 4325 Decker Trl N, Faribault MN 55021, United States DESCRIPTION: I am a coach of a club softball team and coordinate practices, games, tournaments and work with all of the student athletes, parents and other MN Sting members. 3. BENJAMIN BUS INC. POSITION: Bus Driver NATURE: Student Athlete Transportation to and from their activities INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 5 START DATE: 09/10/2023 ADDRESS: 32611 Northfield Blvd, Nothfield MN 55057, United States DESCRIPTION: Bus Driver 4. COMPREHENSIVE WEALTH SOLUTIONS POSITION: Owner NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 160 START DATE: 01/01/2008 ADDRESS: 1801 Green St, Faribault MN 55021, United States DESCRIPTION: This is the corporation that I utilize for my DBA as an Osaic Wealth, Inc. Financial Advisor 5. JACOB COOK POSITION: Fixed Insurance Agent NATURE: Sole Proprietor / Self Employment INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 6 START DATE: 09/01/2003 ADDRESS: 1801 Green St, Faribault MN 55021, United States DESCRIPTION: Non-Investment related insurance and fixed insurance products 6. P & C PROPERTIES POSITION: Owner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/10/2022 ADDRESS: 1801 Green St, Faribault MN 55021, United States DESCRIPTION: We own properties that are leased

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-06-01
S63 Uniform Securities Agent State Law Examination 2003-08-11
  • S65 Uniform Investment Adviser Law Examination
    2006-06-01
  • S63 Uniform Securities Agent State Law Examination
    2003-08-11
Other Names
  • Jake Andrew Cook

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