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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2024-01-19 |
| MN | RA | APPROVED | 2024-01-19 |
| TX | RA | APPROVED_RES | 2024-01-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Woodbury Financial Services, Inc. | Minneapolis | MN | 08/2003 | 01/2024 |
| Osaic Wealth, Inc. | Faribault | MN | 01/2024 | Present |
1. COMPASS INSURANCE SOLUTIONS POSITION: Insurance Agent NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 45 SECURITIES TRADING HOURS: 25 START DATE: 02/01/2026 ADDRESS: 1801 Green St, Faribault MN 55021, United States DESCRIPTION: I am an independent insurance agent selling property and casualty insurance through our Independent Insurance Agency - Compass Insurance Solutions 2. MN STING FASTPITCH POSITION: Team Coach NATURE: Non-Profit Club Fastpitch Organization INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 2 START DATE: 08/07/2023 ADDRESS: 4325 Decker Trl N, Faribault MN 55021, United States DESCRIPTION: I am a coach of a club softball team and coordinate practices, games, tournaments and work with all of the student athletes, parents and other MN Sting members. 3. BENJAMIN BUS INC. POSITION: Bus Driver NATURE: Student Athlete Transportation to and from their activities INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 5 START DATE: 09/10/2023 ADDRESS: 32611 Northfield Blvd, Nothfield MN 55057, United States DESCRIPTION: Bus Driver 4. COMPREHENSIVE WEALTH SOLUTIONS POSITION: Owner NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 160 START DATE: 01/01/2008 ADDRESS: 1801 Green St, Faribault MN 55021, United States DESCRIPTION: This is the corporation that I utilize for my DBA as an Osaic Wealth, Inc. Financial Advisor 5. JACOB COOK POSITION: Fixed Insurance Agent NATURE: Sole Proprietor / Self Employment INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 6 START DATE: 09/01/2003 ADDRESS: 1801 Green St, Faribault MN 55021, United States DESCRIPTION: Non-Investment related insurance and fixed insurance products 6. P & C PROPERTIES POSITION: Owner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/10/2022 ADDRESS: 1801 Green St, Faribault MN 55021, United States DESCRIPTION: We own properties that are leased
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-06-01 |
| S63 | Uniform Securities Agent State Law Examination | 2003-08-11 |
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