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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-07-07
FL RA APPROVED 2003-08-15
  • TX RA
    APPROVED_RES
    Since 2023-07-07
  • FL RA
    APPROVED
    Since 2003-08-15

Branch Locations

824 N Dixie Fwy Ste B, New Smyrna Beach, FL 32168-6414 • United States

4651 Salisbury Rd Ste 275, Jacksonville, FL 32256-6190 • United States

New Smyrna Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. New Smyrna Beach FL 09/2005 03/2020
Ameriprise Financial Services, Llc New Smyrna Beach FL 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 824 N Dixie Freeway, , New Smyrna Beach, FL, 32168; Not Investment-Related; 09/04/2024. Other Business Activities; Private Mortgage Holder; I am selling a vacant piece of land and the buyers Darrell and Brienna King are asking me to hold the mortgage for 12 months until their home sells. Looks like initial numbers put me holding $90,000 for them at 8% interest only for my property located at 490 S. Samsula Dr. New Smyrna Beach, FL 32168. The Kings are not Ameriprise clients.; 490 S Samsula Dr, , New Smyrna Beach, FL, 32168; Not Investment-Related; 04/15/2026; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-08-08
  • S66 Uniform Combined State Law Examination
    2003-08-08

View on SEC IAPD

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