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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-10-27 |
| AZ | RA | APPROVED | 2016-10-26 |
Branch Locations
14321 N Northsight Blvd, Scottsdale, AZ 85260 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Usaa Financial Advisors, Inc | Phoenix | AZ | 09/2008 | 09/2016 |
| Usaa Financial Planning Services | Phoenix | AZ | 01/2009 | 09/2016 |
| The Vanguard Group, Inc. | Scottsdale | AZ | 10/2016 | Present |
| Vanguard Marketing Corporation | Scottsdale | AZ | 10/2016 | Present |
| Vanguard Advisers, Inc. | Scottsdale | AZ | 10/2016 | Present |
| Mda Express, Llc | Surprise | AZ | 09/2025 | Present |
NAME OF BUSINESS: MDA EXPRESS, LLC NON-INVESTMENT-RELATED ADDRESS: SURPRISE, AZ NATURE OF BUSINESS: TRUCKING/TRANSPORTATION POSITION: OWNER START DATE: 09/2025 APPROXIMATE HOURS/MONTH: 80 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: BACK-OFFICE SUPPORT
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-01-15 |
| S63 | Uniform Securities Agent State Law Examination | 2005-07-30 |
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