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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2016-03-30 |
| TX | RA | APPROVED_RES | 2013-02-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Huntersville | NC | 12/1999 | Present |
I*2472280, Entity Type: , Name of OBA: T M L M TTEE M FAMILY TR , Address: Sun City, Arizona, 85351, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 05/16/2025, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-08-14 |
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