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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2026-07-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Falmouth | ME | 09/2005 | 10/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | South Portland | ME | 10/2017 | 07/2026 |
| Bank Of America, N.A. | South Portland | ME | 10/2017 | 07/2026 |
| Lpl Financial | Portland | ME | 07/2026 | Present |
| Nbt Bank | Portland | ME | 07/2026 | Present |
1. Investment products and services are offered through LPL Financial LLC using the DBA/trade name NBT Investment Services - Inv Rel - At Reported Business Location (s) - Start Date : 07/2026 2. 07/2026 - James Branscombe - Non-Variable Insurance - Inv Related – 5 Hour(s)/Month – 5 Hour(s) During Trading – Portland ME 04101 – OBA Start Date: 08/15/2003
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-08-08 |
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