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Thomas Glenn Rutherford

Valor Investments And Planning LLC

Easton, PA

CRD 4659988

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Employer firm

Valor Investments And Planning LLC CRD 323129

$97.9M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Valor Investments And Planning Llc

109 N. 4Th Street Suite 1, Easton, PA 18042 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-04-12
  • PA RA
    APPROVED
    Since 2024-04-12

Branch Locations

109 N. 4Th Street Suite 1, Easton, PA 18042 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Albemarle Bethlehem PA 03/2004 Present
Valor Investments And Planning Llc Easton PA 04/2024 Present
Previous Registrations
  • 2009-05-05 → 2025-05-22
    Albemarle Capital Management
    Bethlehem, PA
  • 2007-03-05 → 2009-02-27
    Mfp Strategies
    Bethlehem, PA
  • 2004-04-23 → 2007-07-26
    Albemarle
    Bethlehem, PA
  • 2006-07-20 → 2007-01-12
    Mfp Strategies
    Bethlehem, PA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2003-07-21
S65 Uniform Investment Adviser Law Examination 2003-07-03
  • S63 Uniform Securities Agent State Law Examination
    2003-07-21
  • S65 Uniform Investment Adviser Law Examination
    2003-07-03
Other Names
  • Thomas Glenn Rutherford
  • Thomas Glenn Rutherford

View on SEC IAPD

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