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Travis Ryan Knutson

LPl Financial LLC

Brea, CA

Laguna Hills, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-03-03
CA RA APPROVED 2011-07-07
  • TX RA
    APPROVED_RES
    Since 2016-03-03
  • CA RA
    APPROVED
    Since 2011-07-07

Branch Locations

3000 East Birch St, Suite 101, Brea, CA 92821 • United States

23046 Avenida De La Carlota, Suite 600, Laguna Hills, CA 92653 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Laguna Hills CA 07/2011 Present
Previous Registrations
  • 2009-05-02 → 2011-07-08
    Chase Investment Services Corp.
    Laguna Hills, CA
    Laguna Hills, CA
    Lake Forest, CA
    Mission Viejo, CA
    Anaheim Hills, CA
    Laguna Hills, CA
  • 2008-06-12 → 2009-05-02
    Wamu Investments, Inc.
    Rancho Santa Margarita, CA
    Laguna Niguel, CA
    Mission Viejo, CA
    Mission Viejo, CA
    Laguna Hills, CA
    Seal Beach, CA
    Seal Beach, CA
Other Businesses

1. 07/06/2011 - DBA ONLY, TK WEALTH MANAGEMENT.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-06-07
S63 Uniform Securities Agent State Law Examination 2000-01-28
  • S66 Uniform Combined State Law Examination
    2008-06-07
  • S63 Uniform Securities Agent State Law Examination
    2000-01-28

View on SEC IAPD

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KESTRA PRIVATE WEALTH SERVICES, LLC

Other Investors

RICK RONALD EMMETT
WEST ALAN COHAN
HUAN-BIN ERIC LEE
ANNA LAURA DIAZ
PETER O PAIK
CHRISTOPHER RAYA SCIARRA
KEVIN OWEN SIMON
CHRISTINA MOON

Other Offices

INVESTLINC WEALTH SERVICES · BREA, CA
MORGAN STANLEY · Brea, CA
LPL FINANCIAL LLC · BREA, CA
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · BREA, CA
LPL FINANCIAL LLC · Brea, CA
OSAIC WEALTH, INC. · BREA, CA
MINISTRY PARTNERS SECURITIES, LLC · BREA, CA
MINISTRY PARTNERS SECURITIES, LLC · BREA, CA

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