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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED_RES | 2023-06-29 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sharp,Anderson,Arena Curnes & Assoc. | Omaha | NE | 01/1999 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 01/2013 | Present |
| Harris And Davis Financial Advisors | Omaha | NE | 10/2018 | Present |
| Cfg Advisors | Omaha | NE | 12/2022 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. SALE OF FIXED INSURANCE (LONG-TERM CARE); 2. CURNES FINANCIAL GROUP, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, DBA NAME FOR INVSETMENT SERVICES, START 02/06/2015, 40HRS/WK (32.5 TRADING HOURS), INVESTMENT ADVISOR REPRESENTATIVE; 3. DBA PAULA ANDERSON HARRIS & ASSOC, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FINANCIAL, STARTED 03/2015, OWNER, LESS THAN 1 HOUR PER WEEK, NONE DURING TRADING HOURS, DBA CREATED FOR ACCOUNTING PURPOSES; 4. NAME OF OTHER BUSINESS: HARRIS AND DAVIS FINANCIAL ADVISORS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 10/2018 POSITION/TITLE/RELATIONSHIP:FINANCIAL ADVISORS APX NUMBER OF HOURS PER WEEK: 50 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES:FINANCIAL SERVICES 5. NAME OF OTHER BUSINESS: CFG ADVISORS ; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 12/2022; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-05-08 |
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