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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2023-06-29
TX RA APPROVED_RES 2023-06-29
  • NE RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED_RES
    Since 2023-06-29

Branch Locations

9900 Nicholas St Ste 360, Omaha, NE 68114 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sharp,Anderson,Arena Curnes & Assoc. Omaha NE 01/1999 Present
Cetera Wealth Services, Llc El Segundo CA 01/2013 Present
Harris And Davis Financial Advisors Omaha NE 10/2018 Present
Cfg Advisors Omaha NE 12/2022 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 01/1999 → Present
    Sharp,Anderson,Arena Curnes & Assoc.
    Omaha, NE
  • 01/2013 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 10/2018 → Present
    Harris And Davis Financial Advisors
    Omaha, NE
  • 12/2022 → Present
    Cfg Advisors
    Omaha, NE
  • 06/2023 → Present
    Schaumburg, IL
Other Businesses

1. SALE OF FIXED INSURANCE (LONG-TERM CARE); 2. CURNES FINANCIAL GROUP, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, DBA NAME FOR INVSETMENT SERVICES, START 02/06/2015, 40HRS/WK (32.5 TRADING HOURS), INVESTMENT ADVISOR REPRESENTATIVE; 3. DBA PAULA ANDERSON HARRIS & ASSOC, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FINANCIAL, STARTED 03/2015, OWNER, LESS THAN 1 HOUR PER WEEK, NONE DURING TRADING HOURS, DBA CREATED FOR ACCOUNTING PURPOSES; 4. NAME OF OTHER BUSINESS: HARRIS AND DAVIS FINANCIAL ADVISORS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 10/2018 POSITION/TITLE/RELATIONSHIP:FINANCIAL ADVISORS APX NUMBER OF HOURS PER WEEK: 50 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES:FINANCIAL SERVICES 5. NAME OF OTHER BUSINESS: CFG ADVISORS ; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 12/2022; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-05-08
  • S66 Uniform Combined State Law Examination
    2002-05-08
Other Names
  • Paula Denice Harris
  • Paula Denice Clark
  • Paula Denice Anderson
  • Paula Denice Anderson Harris

View on SEC IAPD

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