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Lin Wu

Morgan Stanley

Mountain View, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-08-21
CA RA APPROVED 2022-03-09
  • TX RA
    APPROVED_RES
    Since 2023-08-21
  • CA RA
    APPROVED
    Since 2022-03-09

Branch Locations

650 Castro Street Suite 105, Mountain View, CA 94041 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Redwood City CA 01/2013 01/2022
Wells Fargo Advisors Llc Redwood City CA 01/2013 11/2016
Wells Fargo Clearing Services, Llc Redwood City CA 11/2016 01/2022
Morgan Stanley Mountain View CA 02/2022 Present
  • 01/2013 → 01/2022
    Wells Fargo Bank Na
    Redwood City, CA
  • 01/2013 → 11/2016
    Wells Fargo Advisors Llc
    Redwood City, CA
  • 11/2016 → 01/2022
    Wells Fargo Clearing Services, Llc
    Redwood City, CA
  • 02/2022 → Present
    Morgan Stanley
    Mountain View, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-11-28
  • S66 Uniform Combined State Law Examination
    2005-11-28

View on SEC IAPD

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Other Offices

J.P. MORGAN SECURITIES LLC · MOUNTAIN VIEW, CA
NOOSPHERE VENTURES MANAGEMENT COMPANY, LLC · MOUNTAIN VIEW, CA
EL CAMINO GLOBAL CAPITAL, LLC · MOUNTAIN VIEW, CA
WEALTH ARCHITECTS, LLC · MOUNTAIN VIEW, CA
AP INVESTMENT MANAGEMENT · MOUNTAIN VIEW, CA
NIMBLE VENTURE STUDIO LLC · MOUNTAIN VIEW, CA
OSAIC ADVISORY SERVICES, LLC · MOUNTAIN VIEW, CA
ELEFUND MANAGEMENT COMPANY, LLC · MOUNTAIN VIEW, CA

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