Joseph Herron

Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2007 → 12/2017
  Gwfs Equities, Inc/Great-West Life & Ann Ins Co
  Racine, WI
• 01/2018 → 02/2021
  Transamerica Investors Securities Corporation
  Racine, WI
• 12/2017 → 02/2021
  Transamerica Retirement Solutions
  Racine, WI
• 02/2021 → 04/2021
  Harbour Investments, Inc
  Madison, WI
• 02/2021 → 04/2021
  E2 Retirement Consulting
  Menomonee Falls, WI
• 05/2021 → 03/2022
  Annex Wealth Management
  Elm Grove, WI
• 04/2022 → Present
  Gwfs Equities, Inc
  Greenwood Village, CO
• 04/2022 → Present
  Advised Assets Group, Llc
  Greenwood Village, CO

Previous Registrations

• 2021-06-01 → 2022-04-01
  Annex Wealth Management, Llc
  Brookfield, WI
• 2018-01-08 → 2021-02-11
  Transamerica Retirement Advisors, Llc
  Racine, WI
• 2016-09-02 → 2018-01-03
  Empower Advisory Group, Llc
  Greenwood Village, CO
• 2007-01-11 → 2007-11-12
  Thrivent Investment Management Inc.
  Waukesha, WI
  Racine, WI

Other Businesses

1) 8/2017 - Jack herron, IRIS caregiver ( adult daycare services for special needs child.) Address: 5620 Randal Ln, Racine, WI 53402. Approximately 80 hrs/month. Not investment related. 2) WoodShed Wonders / Owner. Create and sell woodworking projects with son at craft fairs and online.

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-09-02
• S66 Uniform Combined State Law Examination
  2006-10-18

Designations

• Certified Financial Planner

Other Names

• Joe Herron
• Joseph Herron
• Joseph Herron