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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-11-09 |
| ME | RA | APPROVED | 2009-01-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Brewer | ME | 03/2003 | Present |
| Raymond James Financial Services Advisors, Inc | Brewer | ME | 01/2009 | Present |
| Duff & Associates | Brewer | ME | 12/2010 | Present |
(1)Name of Business: Anah Shriners Address: 1404 Broadway, BANGOR, ME, 04401, United States Activity Type: Non profit Position/Title: Finance/Investment Committee Member Investment Related: Yes Start Date: 12/08/2010 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Finance Committee Member (2)Name of Business: Duff and Associates Address: 470 N Main St, Brewer, ME, 04412, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 01/04/2010 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor/branch manager (3)Name of Business: Joel West Financial Advisors PLLC Address: 470 N Main St, Brewer, ME, 04412-1214, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO, Other Investment Related: No Start Date: 07/07/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Professional LLC for purposes of my independent contractor status with RJFS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-12-13 |
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