Kathy Ann Clay

Employer firm

Truist Advisory Services, Inc. CRD 283390

$77.4B regulatory AUM 509 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Periodicals / newsletters
• WRAP FEE PRODUCT AND FINANCIAL PROFILING SERVICES USING DESKTOP SOFTWARE

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2005 → 09/2022
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Norfolk, VA
• 09/2022 → Present
  Truist Investment Services, Inc.
  Norfolk, VA
• 09/2022 → Present
  Truist Advisory Services, Inc.
  Norfolk, VA

Previous Registrations

• 2005-09-28 → 2022-09-19
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Atlanta, GA
  Norfolk, VA
  Norfolk, VA

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-06-29
• S63 Uniform Securities Agent State Law Examination
  2003-05-01

Other Names

• Kathy Ann Reid
• Kathy Ann Richmond
• Kathy A Richmond
• Kathy Ann Clay