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Kathy Ann Clay

Truist Advisory Services, Inc.

Virginia Beach, VA

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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2025-03-05
TX RA APPROVED 2023-02-02
VA RA APPROVED 2022-09-15
  • LA RA
    APPROVED
    Since 2025-03-05
  • TX RA
    APPROVED
    Since 2023-02-02
  • VA RA
    APPROVED
    Since 2022-09-15

Branch Locations

948 Laskin Rd Ste 300, Virginia Beach, VA 23451 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Norfolk VA 03/2005 09/2022
Truist Investment Services, Inc. Norfolk VA 09/2022 Present
Truist Advisory Services, Inc. Norfolk VA 09/2022 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-06-29
S63 Uniform Securities Agent State Law Examination 2003-05-01
  • S65 Uniform Investment Adviser Law Examination
    2004-06-29
  • S63 Uniform Securities Agent State Law Examination
    2003-05-01
Other Names
  • Kathy Ann Reid
  • Kathy Ann Richmond
  • Kathy A Richmond
  • Kathy Ann Clay

View on SEC IAPD

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Other Offices

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Virginia Beach, VA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Virginia Beach, VA
BEACON HARBOR WEALTH ADVISORS · VIRGINIA BEACH, VA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · VIRGINIA BEACH, VA
FINANCIAL SECURITY ADVISORY INC · VIRGINIA BEACH, VA
DAVENPORT & COMPANY LLC · VIRGINIA BEACH, VA
FINANCIAL SECURITY ADVISORY INC · VA BEACH, VA
LPL FINANCIAL LLC · VIRGINIA BEACH, VA

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