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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-03-03
FL RA APPROVED 2016-02-23
  • TX RA
    APPROVED
    Since 2017-03-03
  • FL RA
    APPROVED
    Since 2016-02-23

Branch Locations

1555 Kingsley Ave Ste 304, Orange Park, FL 32073 • United States

6817 Southpoint Pkwy Ste 1103, Jacksonville, FL 32216 • United States

24 Nw 33Rd Court Suite B, Gainesville, FL 32607 • United States

10 Florida Park Drive N Ste D, Palm Coast, FL 32137 • United States

Fleming Island, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Orange Park FL 12/2005 03/2020
Ameriprise Financial Services, Llc Orange Park FL 03/2020 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-01-21
S66 Uniform Combined State Law Examination 2004-06-07
  • S65 Uniform Investment Adviser Law Examination
    2016-01-21
  • S66 Uniform Combined State Law Examination
    2004-06-07
Other Names
  • Jessica Leadell Butler

View on SEC IAPD

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