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Employer firm

First Command Advisory Services CRD 281958

$24.4B regulatory AUM 1,013 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
First Command Advisory Services

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-01-06
FL RA APPROVED 2015-12-15
  • TX RA
    APPROVED
    Since 2022-01-06
  • FL RA
    APPROVED
    Since 2015-12-15

Branch Locations

590 Wells Road Suite 2, Orange Park, FL 32073 • United States

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

St. Johns, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Senior Services Jacksonville FL 06/2003 12/2021
First Command Financial Planning Inc Fort Worth TX 11/2006 Present
First Command Financial Services, Inc Fort Worth TX 02/1993 Present
First Command Advisory Services Fort Worth TX 12/2015 Present
  • 06/2003 → 12/2021
    Senior Services
    Jacksonville, FL
  • 11/2006 → Present
    First Command Financial Planning Inc
    Fort Worth, TX
  • 02/1993 → Present
    First Command Financial Services, Inc
    Fort Worth, TX
  • 12/2015 → Present
    Fort Worth, TX
Other Businesses

Name of the other business: Hess Financial Group Inc. ; Whether the business is investment-related: Investment-related ; Address of the other business: 590 Wells Road Suite 2 Orange Park, FL, 32073 ; Nature of the other business: S-Corp Used to run my First Command Business ; Your position, title, or relationship with the other business: Owner ; The start date of your relationship: 03/2008 ; The approximate number of hours/month you devote to the other business: <75% ; The number of hours you devote to the other business during securities trading hours: 40 ; Briefly describe your duties relating to the other business: S-Corp Used to run my First Command Business Name of the other business: Synergy Business Suites, LLC ; Whether the business is investment-related: Not Investment-related ; Address of the other business: ; Nature of the other business: Small Office Rentals ; Your position, title, or relationship with the other business: Owner ; The start date of your relationship: 10/15/2017 ; The approximate number of hours/month you devote to the other business: <5% ; The number of hours you devote to the other business during securities trading hours: None ; Briefly describe your duties relating to the other business: Small Office Rentals Name of the other business: Connections Co-work LLC Whether the business is investment-related: No Address of the other business: 1835 East West Parkway Suite 20 Fleming IL Florida 32003 Nature of the other business: Real Estate/Rental Property Your position, title, or relationship with the other business: Owner 25% The start date of your relationship: 01/01/20 The approximate number of hours/month you devote to the other business: 1 - 5 The number of hours you devote to the other business during securities trading hours: 1 - 5 Briefly describe your duties relating to the other business: Sales of rental space

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-12-02
  • S66 Uniform Combined State Law Examination
    2006-12-02
Designations
  • Certified Financial Planner

View on SEC IAPD

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