Best Investors Account Sign in

Neil Christopher Zellick

Wells Fargo Clearing Services, LLC

Portland, OR

Lake Oswego, OR

CRD 4656006

Claim This Profile
Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-08-15
OR RA APPROVED 2013-11-05
WA RA APPROVED 2013-11-05
  • TX RA
    APPROVED_RES
    Since 2022-08-15
  • OR RA
    APPROVED
    Since 2013-11-05
  • WA RA
    APPROVED
    Since 2013-11-05

Branch Locations

1300 Sw 5Th Ave 15Th Fl [Oo-Rbo], Portland, OR 97201 • United States

5400 Sw Meadows Rd Stes 200 & 250, Lake Oswego, OR 97035 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Portland OR 10/2013 11/2016
Wells Fargo Bank Portland OR 10/2013 Present
Wells Fargo Clearing Services, Llc Portland OR 11/2016 Present
  • 10/2013 → 11/2016
    Wells Fargo Advisors, Llc
    Portland, OR
  • 10/2013 → Present
    Wells Fargo Bank
    Portland, OR
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Portland, OR
Previous Registrations
  • 2010-01-05 → 2013-10-10
    Cetera Investment Services Llc
    Portland, OR
  • 2004-05-21 → 2009-04-28
    Banc Of America Investment Services, Inc.
    Gresham, OR
    Gresham, OR
    Lake Oswego, OR
  • 2003-09-18 → 2004-05-25
    Morgan Stanley Dw Inc.
    Portland, OR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-08-22
  • S66 Uniform Combined State Law Examination
    2003-08-22
Other Names
  • Neil Zellick

View on SEC IAPD

Nearby Firms

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
SUCCESS WEALTH MANAGEMENT LLC
INMAN FINANCIAL SERVICES, INC.

Nearby Investors

ALEX JOHN SHEPPARD
DANIEL JOSEPH HECK
Lucas F Ellis

Nearby Offices

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · PORTLAND, OR
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Portland, OR
SUCCESS WEALTH MANAGEMENT LLC · Portland, OR

More in Portland, OR

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor