Paul Susana

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → Present
  J.P. Morgan Securities Llc
  Trumbull, CT
• 09/2010 → Present
  Jpmorgan Chase Bank, N.A.
  Trumbull, CT

Previous Registrations

• 2010-11-11 → 2012-10-01
  Chase Investment Services Corp.
  Bridgeport, CT
  Bridgeport, CT
  Bridgeport, CT
  Trumbull, CT
  Trumbull, CT
  Monroe, CT
  Mount Vernon, NY
  New Rochelle, NY
  Rye Brook, NY
  New Rochelle,, NY
  Mamaroneck, NY
  New Rochelle, NY
  New Rochelle, NY
  New Rochelle, NY
  New Rochelle, NY

Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 8/1/2015 ADDRESS: 309 YONKERS, NY. DETAILS: Rental real estate property INVESTMENT RELATED: NO HOURS DEDICATED (per month unless otherwise indicated): 1 HOURS DURING TRADING: 0

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-11-10
• S63 Uniform Securities Agent State Law Examination
  2003-07-02