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Current Employers
Fiduciary Consulting Group

5299 Dtc Blvd., Suite 1000, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-08-07
CO RA APPROVED 2025-08-07
  • CA RA
    APPROVED
    Since 2025-08-07
  • CO RA
    APPROVED
    Since 2025-08-07

Branch Locations

5299 Dtc Blvd., Suite 1000, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Institutional Investment Advisors Llc Greenwood Village CO 07/2025 Present
Fidelity Investments San Francisco CA 05/2005 06/2025
  • 07/2025 → Present
    Morgan Stanley Institutional Investment Advisors Llc
    Greenwood Village, CO
  • 05/2005 → 06/2025
    Fidelity Investments
    San Francisco, CA
Previous Registrations
  • 2007-06-22 → 2015-06-04
    Sacramento, CA
    Sacramento, CA
    Sacramento, CA
    Covington, KY
    Thousand Oaks, CA
    Westlake, TX
    El Segundo, CA
    Sacramento, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-06-01
S63 Uniform Securities Agent State Law Examination 2003-06-04
  • S65 Uniform Investment Adviser Law Examination
    2007-06-01
  • S63 Uniform Securities Agent State Law Examination
    2003-06-04
Designations

View on SEC IAPD

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