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James Louis Duchene

Vanguard Advisers, Inc.

Scottdsdale, AZ

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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2018-01-03
TX RA APPROVED 2018-01-03
  • AZ RA
    APPROVED
    Since 2018-01-03
  • TX RA
    APPROVED
    Since 2018-01-03

Branch Locations

14321 N Northsight Blvd, Scottdsdale, AZ 85306 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Advisors Scottsdale AZ 07/2009 11/2017
The Vanguard Group, Inc Scottsdale AZ 11/2017 Present
  • 07/2009 → 11/2017
    Lincoln Financial Advisors
    Scottsdale, AZ
  • 11/2017 → Present
    The Vanguard Group, Inc
    Scottsdale, AZ
Previous Registrations
  • 2009-07-31 → 2017-12-06
    Osaic Fa, Inc.
    Scottsdale, AZ
Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC. (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD., MALVERN, PA 19355.......

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-07-28
S63 Uniform Securities Agent State Law Examination 2003-05-01
  • S65 Uniform Investment Adviser Law Examination
    2009-07-28
  • S63 Uniform Securities Agent State Law Examination
    2003-05-01
Designations
Other Names
  • James L Duchene
  • James Duchene
  • Jim Duchene

View on SEC IAPD

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CHRISTOPHER J KELLER

Other Offices

VANGUARD ADVISERS, INC. · SCOTTSDALE, AZ
VANGUARD ADVISERS, INC. · SCOTTSDALE, AZ
VANGUARD ADVISERS, INC. · SCOTTSDALE, AZ
VANGUARD ADVISERS, INC. · Scottsdale, AZ
VANGUARD ADVISERS, INC. · SCOTTSDALE, AZ
VANGUARD ADVISERS, INC. · SCOTTSDALE, AZ
VANGUARD ADVISERS, INC. · SCOTTSDALE, AZ
VANGUARD ADVISERS, INC. · Scottsdale, AZ

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