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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-03-23 |
| MD | RA | APPROVED | 2026-03-23 |
Branch Locations
300 Red Brook Blvd Ste 320, Owings Mills, MD 21117 • United States
West Hartford, CT • United States
West Hartford, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Riversource Distributors Inc | Hartford | CT | 03/2015 | 07/2025 |
| Unemployed/Extended Travel | West Hartford | CT | 07/2025 | 03/2026 |
| Ameriprise Financial Services, Llc | Owings Mills | MD | 03/2026 | Present |
Real Estate Ownership; Single Family; 24 Middlefield st, , groton , CT, 06430; Not Investment-Related; 07/31/2023. Business Ownership; Coverage Insights; Owner; Consulting; 893 Farmington AVe 2b, , West Hartford, CT, 06119; Not Investment-Related; 06/01/2026; 10 to 19 hours per month; 1 to 9 during trading hours. Outside Employment; Brad Schwartz Wealth Management LLC; financial advisor; Financial advisor for Ameriprise franchise; 300 red brook blvd, , owing mills, MD, 21117; Investment-Related; 03/23/2026; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-06-27 |
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