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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-08-11 |
| IA | RA | APPROVED | 2022-08-02 |
| NE | RA | APPROVED | 2022-08-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Council Bluffs | IA | 01/2021 | 03/2021 |
| Carson Group | Omaha | NE | 03/2021 | 12/2021 |
| Cwm, Llc Dba Carson Partners | Omaha | NE | 04/2021 | 12/2021 |
| Cetera Advisor Networks | Omaha | NE | 04/2021 | 12/2021 |
| Unemployed | Council Bluffs | IA | 12/2021 | 07/2022 |
| Raymond James Financial Services, Inc | Omaha | NE | 07/2022 | Present |
| Raymond James Financial Services Advisors, Inc | Omaha | NE | 07/2022 | Present |
| First National Bank Of Omaha | Omaha | NE | 07/2022 | Present |
| Bancwest Investment Services | Omaha | NE | 03/2012 | 12/2020 |
| Bank Of The West | Omaha | NE | 03/2012 | 12/2020 |
(1)Name of Business: First Investments and Planning Address: 14010 Fnb Pkwy Ste 420, Omaha, NE, 68154-5209, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 07/25/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Branch manager osj
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-08-28 |
| S63 | Uniform Securities Agent State Law Examination | 2007-04-23 |
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