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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-09-01 |
| ME | RA | APPROVED | 2013-07-08 |
Branch Locations
700 Highlander Blvd Ste 335, Arlington, TX 76015-4330 • United States
2201 N Central Expy Ste 178, Richardson, TX 75080 • United States
Arlington, TX • United States
409 Bath Rd, Brunswick, ME 04011 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Arlington | TX | 06/2013 | 03/2020 |
| Ameriprise Financial Services, Llc | Arlington | TX | 03/2020 | Present |
Independent Insurance Brokering; National Life; 05/06/2022; Fixed Annuity. Outside Employment; Certainty of the Uncertainty, LLC; Employee of legal entity; compensation received from an advisor owned entity established to manage the practice.; 1174 Veterans Memorial Highway, , Hauppauge, NY, 11788; Investment-Related; 01/01/2022; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2003-11-12 |
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