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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2018-01-22
  • TN RA
    APPROVED
    Since 2018-01-22

Branch Locations

424 Donelson Pike, Nashville, TN 37214 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Investment Services, Inc. Nashville TN 03/2007 01/2018
Raymond James Financial Services, Inc. Nashville TN 01/2018 Present
Raymond James Financial Services Advisors Inc. Nashville TN 01/2018 Present
Pinnacle Financial Partners Nashville TN 01/2018 Present
  • 03/2007 → 01/2018
    Suntrust Investment Services, Inc.
    Nashville, TN
  • 01/2018 → Present
    Raymond James Financial Services, Inc.
    Nashville, TN
  • 01/2018 → Present
    Nashville, TN
  • 01/2018 → Present
    Pinnacle Financial Partners
    Nashville, TN
Previous Registrations
  • 2016-09-09 → 2018-04-05
    Nashville, TN
  • 2007-08-21 → 2016-12-31
    Truist Investment Services, Inc.
    Nashville, TN
    Brentwood, TN
    Nashville, TN
    Nashville, TN
Other Businesses

(1)Name of Business: Pinnacle Asset Management Address: 424 Donelson Pike, Nashville, TN, 37214, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/12/2018 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Registered client service associate

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-08-20
  • S66 Uniform Combined State Law Examination
    2007-08-20
Other Names
  • Holly Marie Wheeler
  • Holly Marie Coe
  • Holly Marie Coe

View on SEC IAPD

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