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538 Preston Avenue, Meriden, CT 06450-4858 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2015-09-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| United Bank | Glastonbury | CT | 09/2015 | 11/2019 |
| Infinex Investments, Inc. | Meriden | CT | 09/2015 | Present |
| Ion Bank | Manchester | CT | 11/2019 | Present |
1.) ION Bank. Yes, investment related. Program manager. Manage Investment program. Started Nov 2019. Approx 136 hours per week all during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-04-09 |
| S63 | Uniform Securities Agent State Law Examination | 2003-06-20 |
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