Christopher Nardone

Employer firm

Osaic Institutions, Inc. CRD 35371

$6.49B regulatory AUM 7 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars
• SOLICITATION SERVICES FOR OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2015 → 11/2019
  United Bank
  Glastonbury, CT
• 09/2015 → Present
  Infinex Investments, Inc.
  Meriden, CT
• 11/2019 → Present
  Ion Bank
  Manchester, CT

Previous Registrations

• 2010-05-21 → 2015-09-30
  Lpl Financial Llc
  South Windsor, CT
  Vernon, CT
  Chicopee, MA
  Danielson, CT
  East Longmeadow, MA
  Ludlow, MA
  Norwalk, CT
  Putnam, CT
  Shelton, CT
  Westport, CT
  West Springfield, MA
  Woodstock, CT
  S Windsor, CT
  Harleysville, PA
  Spring House, PA
  New Haven, CT
  Manchester, CT
  Stratford, CT
  West Haven, CT
  Dayville, CT
  Hamden, CT
  Hartford, CT
  Windsor, CT
  East Hartford, CT
  Hebron, CT
• 2008-09-17 → 2010-05-17
  Pnc Wealth Management Llc
  Audubon, PA
  Hilton Head Island, SC
  North Wales, PA
  Phoenixville, PA
• 2008-06-04 → 2008-09-03
  Raymond James Financial Services, Inc.
  Allentown, PA
  Lancaster, PA
• 2008-04-14 → 2008-06-05
  Cetera Investment Services Llc
  Allentown, PA

Other Businesses

1.) ION Bank. Yes, investment related. Program manager. Manage Investment program. Started Nov 2019. Approx 136 hours per week all during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-04-09
• S63 Uniform Securities Agent State Law Examination
  2003-06-20