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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2019-07-11
TX RA APPROVED 2003-06-23
  • NM RA
    APPROVED
    Since 2019-07-11
  • TX RA
    APPROVED
    Since 2003-06-23

Branch Locations

607 W 3Rd St, Austin, TX 78701 • United States

Buda, TX • United States

2125 Louisiana Blvd, Albuquerque, NM 87110 • United States

13355 Noel Rd Division - Texas South, Dallas, TX 75240 • United States

425 S Telshor Blvd, Las Cruces, NM 88011 • United States

4699 N Mesa St, El Paso, TX 79912 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Inc. Waco TX 08/2002 Present
  • 08/2002 → Present
    Merrill Lynch, Pierce, Fenner & Smith Inc.
    Waco, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-06-16
  • S66 Uniform Combined State Law Examination
    2003-06-16

View on SEC IAPD

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