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Current Employers
Prime Capital Financial

6201 College Blvd. Suite #150, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2024-07-09
SD RA APPROVED 2023-11-14
  • KS RA
    APPROVED
    Since 2024-07-09
  • SD RA
    APPROVED
    Since 2023-11-14

Branch Locations

5024 S Bur Oak Place, Suite 100, Sioux Falls, SD 57108 • United States

6201 College Blvd. Suite #150, Overland Park, KS 66211 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Sioux Falls SD 11/2005 11/2023
Raymond James Financial Services Advisors, Inc Sioux Falls SD 01/2009 11/2023
First Bank & Trust Sioux Falls SD 01/2005 11/2023
Vip Insurance Sioux Falls SD 09/2016 11/2023
First Bank And Trust Investment Services Sioux Falls SD 12/2020 11/2023
Prime Capital Investment Advisors, Llc Overland Park KS 11/2023 Present
  • 11/2005 → 11/2023
    Raymond James Financial Services, Inc.
    Sioux Falls, SD
  • 01/2009 → 11/2023
    Sioux Falls, SD
  • 01/2005 → 11/2023
    First Bank & Trust
    Sioux Falls, SD
  • 09/2016 → 11/2023
    Vip Insurance
    Sioux Falls, SD
  • 12/2020 → 11/2023
    First Bank And Trust Investment Services
    Sioux Falls, SD
  • 11/2023 → Present
    Prime Capital Investment Advisors, Llc
    Overland Park, KS
Previous Registrations
Other Businesses

1) CHHSZ HOLDINGS, LLC, INVESTMENT-RELATED, 6201 COLLEGE BLVD SUITE #150, OVERLAND PARK, KS 66211, CHHSZ HOLDINGS, LLC IS A LIMITED LIABILITY COMPANY,"LLC" FORMED IN OCTOBER, 2019 UNDER THE LAWS OF THE STATE OF DELWARE. CHHSZ HOLDINGS, LLC IS THE SOLE OWNER OF PRIME CAPITAL INVESTMENTADVISORS, LLC ("PCIA"), A FEDERALLY REGISTERED INVESTMENT ADVISER, MEMBER,11/10/2023, <1 HOUR PER MONTH, <1 HOUR PER MONTH DURING TRADINGHOURS, MEMBER PROVIDES PROFESSIONAL (INVESTMENT ADVISORY) SERVICES AS AN IAR OF PCIA. 2) INSURANCE AGENT. INVESTMENT-RELATED.5024 S BUR OAK PLACE, SUITE 100, SIOUX FALLS, SD 57108. INSURANCE PRODUCTS. INSURANCE AGENT. 10/2016. NEED # OF HOURS DEVOTED. NEED # OF HOURS DEVOTED DURING TRADING HOURS. SALE AND SERVICE OF FIXED INSURANCE PRODUCTS, INCLUDING THROUGH NON AFFILIATED INSURANCE MARKETING ORGANIZATIONS (IMOS). 3) PCRM, LLC doing business as Prime Capital Risk Management, investment-related, 6201 College Blvd., Suite #150, Overland Park, KS 66211, fixed-insurance products, insurance agent, 4/2024, 10hrs./mo., 10 hrs., sale and service of fixed-insurance products, including through non-affiliated Insurance Marketing Organizations (IMOs)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-08-27
  • S66 Uniform Combined State Law Examination
    2003-08-27
Other Names
  • Jimmy May
  • James Justin May

View on SEC IAPD

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