Harold Heath Henderson

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
AL	RA	APPROVED	2020-06-17
TX	RA	APPROVED	2020-06-16

AL RA
APPROVED

Since 2020-06-17
TX RA
APPROVED

Since 2020-06-16

Branch Locations

2801 Hwy 280 S Ste 1-400, Birmingham, AL 35223 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Birmingham	AL	09/2011	06/2020
Wells Fargo Clearing Services, Llc	Birmingham	AL	06/2020	Present

09/2011 → 06/2020

Ubs Financial Services Inc

Birmingham, AL
06/2020 → Present

Wells Fargo Clearing Services, Llc

Birmingham, AL

Previous Registrations

2011-09-16 → 2020-07-09

Ubs Financial Services Inc.

Birmingham, AL
2005-04-11 → 2011-09-20

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Birmingham, AL

Birmingham, AL
2003-07-14 → 2005-04-18

Ameriprise Financial Services, Llc

Birmingham, AL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-07-11

S66 Uniform Combined State Law Examination

2003-07-11

Designations

Other Names

Harold Health Henderson
Heath Henderson

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Previous Registrations

Exams

Designations

Other Names

Other Firms

Other Investors

Other Offices

Reviews