Best Investors
Account
Sign in
Best Investors
Account
Sign in
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APP_PEND_IARCE | 2026-01-01 |
| CO | RA | APP_PEND_IARCE | 2026-01-01 |
| FL | RA | APP_PEND_IARCE | 2026-01-01 |
| IL | RA | APP_PEND_IARCE | 2026-01-01 |
| KY | RA | APP_PEND_IARCE | 2026-01-01 |
| MD | RA | APP_PEND_IARCE | 2026-01-01 |
| MI | RA | APP_PEND_IARCE | 2026-01-01 |
| NJ | RA | APP_PEND_IARCE | 2026-01-01 |
| WI | RA | APP_PEND_IARCE | 2026-01-01 |
| IA | RA | APPROVED | 2022-06-29 |
| AK | RA | APPROVED | 2021-12-21 |
| NY | RA | APPROVED | 2021-04-16 |
| ID | RA | APPROVED | 2018-12-12 |
| TX | RA | APPROVED_RES | 2017-03-27 |
| NC | RA | APPROVED | 2015-01-09 |
| WA | RA | APPROVED | 2012-04-12 |
| IN | RA | APPROVED | 2006-09-18 |
| GA | RA | APPROVED | 2005-08-25 |
| UT | RA | APPROVED | 2003-09-09 |
| OH | RA | APPROVED | 2003-06-30 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company | Cincinnati | OH | 11/2002 | Present |
| Park Avenue Securities | Cincinnati | OH | 04/2003 | Present |
1. Insurance products other than Guardian-When Guardian's products do not suit a client, I seek products from other insurance carriers, Start: 05/02/2015, Address: 419 Plum Street Cincinnati, Ohio 45202, 2 bus hrs per month, Investment related, 2) TSD Capital, LLC-t is a legal entity I own and of which I am the sole member (inactive), Start: 01/01/2010, Address: 5654 Wayside Ave. Cincinnati Ohio 45230, 0 total hours per month, Not investment related, No annual compensation, 3) 5654 Wayside Avenue LLC-Disclosure of my LLC for my personal residence, Start: 02/01/2024, Address: 5654 Wayside Ave. Cincinnati Ohio 45230 0 total hours per month, Not investment related, No annual compensation, 4) Irrevocable Trust of Audrey Bailey-Trustee, Start: 10/30/2023, Address: 5654 Wayside Ave. Cincinnati Ohio 45230 0 total hours per month, Investment related, No annual compensation, 5) PB&J Capital, Inc., Start Date: 11/30/2023, Address: 4112 Saint Johns Terrace, Cincinnati, OH 45236, 0 Total hours per month; 0 during securities trading hours, Not Investment Related, No Annual Compensation, 6) Tax Professional Alliance-initiate a discussion with tax professionals and if they are interested, introduce them to the coaching and training offered by the Elite Resource Group, Start Date: 06/03/2024, Address: N/A 10 Total hours per month; 5 during securities trading hours, Not Investment Related, No Annual Compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-08-25 |
| S63 | Uniform Securities Agent State Law Examination | 2003-06-20 |
Reach out to this advisor