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101 Main Street Suite 220, Huntington Beach, CA 92648 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-01-07 |
| TX | RA | APPROVED_RES | 2022-03-17 |
Branch Locations
101 Main Street Suite 220, Huntington Beach, CA 92648 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Huntington Beach | CA | 09/2005 | 05/2017 |
| Purshe Kaplan Sterling Investments | Albany | NY | 05/2017 | Present |
| Weaver Consulting Group, Llc | Huntington Beach | CA | 05/2017 | Present |
1)WEAVER CONSULTING GROUP, LLC; INVESTMENT RELATED; 101 MAIN STREET SUITE 220 HUNTINGTON BEACH, CA 92648; FINANCIAL ADVICE; FINANCIAL ADVISOR; 5/2017; 35 HOURS/WEEK; 15 HOURS/WEEK DURING SECURITIES TRADING HOURS; OWNER, PARTNER, FINANCIAL ADVISOR 2)PKSF; INVESTMENT RELATED; 80 STATE ST, ALBANY, NY 12207; INSURANCE; FINANCIAL ADVISOR; 5/2017; 5 HOURS/MONTH; 1 HOUR/MONTH DURING SECURITIES TRADING HOURS; INVESTMENT AND INSURANCE ADVICE AND RECOMMENDATIONS. 3)YOUTH MOTIVATION TASK FORCE; NOT INVESTMENT RELATED; 2392 MORGE AVE. IRVINE, CA 92614; NON-PROFIT; BOARD MEMBER; 01/2012; 5 HOURS/MONTH; 1 HOUR/MONTH DURING SECURITIES TRADING HOURS; SPEAK TO KIDS AT HIGH SCHOOL AND MIDDLE SCHOOLS 4)REAL ESTATE OWNERSHIP; INVESTMENT RELATED; 426-428 E. 48TH STREET LOS ANGELES, CA 90012; REAL ESTATE; OWNER; 04/2010; 1 HOUR/MONTH; 1 HOUR/MONTH DURING SECURITIES TRADING HOURS; OWNING THE BUSINESS 5)PURSHE KAPLAN STERLING. INVESTMENT RELATED. 101 MAIN STREET, SUITE 220, HUNTINGTON BEACH, CA 92648. BROKER. FINANCIAL ADVISOR. 05/2017. 2 HRS/MO; 1 HR/MO DURING TRADING HOURS. PERCENTAGE OF TOTAL YEARLY COMPENSATION EXPECTED TO BE DERIVED FROM THE BUSINESS: 5.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-12-06 |
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