Best Investors Account Sign in
Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-03-29
  • FL RA
    APPROVED
    Since 2018-03-29

Branch Locations

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

New Smyrna Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Orlando FL 02/2015 04/2017
Raymond James & Associates, Inc. St. Petersburg FL 02/2018 06/2022
Unemployed Winter Park FL 04/2017 02/2018
Raymond James & Associates, Inc. Winter Park FL 06/2022 Present
Previous Registrations
  • 2015-03-20 → 2017-04-24
    Orlando, FL
  • 2008-07-18 → 2015-02-10
    First Command Brokerage Services, Inc.
    Fort Worth, TX
    Fort Worth, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-07-16
S63 Uniform Securities Agent State Law Examination 2003-04-28
  • S65 Uniform Investment Adviser Law Examination
    2008-07-16
  • S63 Uniform Securities Agent State Law Examination
    2003-04-28
Other Names
  • Leslie R Nichols
  • Leslie Henderson
  • Leslie Rachelle Henderson
  • Leslie Rachelle Nichols

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in St. Petersburg, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor