John Richard Neighbours

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2017 → 06/2017
  Massachusetts Mutual Life Insurance Company
  Springfield, MA
• 03/2017 → 06/2017
  Mml Investors Services, Llc
  Springfield, MA
• 01/2016 → 02/2017
  Self Employed
  Tucson, AZ
• 06/2017 → Present
  Royal Alliance Associates
  Phoenix, AZ

Previous Registrations

• 2017-06-27 → 2024-01-19
  Woodbury Financial Services, Inc.
  Oakdale, MN
• 2017-06-27 → 2023-11-03
  Fsc Securities Corporation
  Atlanta, GA
• 2017-06-27 → 2023-09-01
  Osaic Services, Inc.
  Scottsdale, AZ
• 2015-07-28 → 2016-03-18
  Nova Financial Services
  Tucson, AZ
• 2015-01-02 → 2015-07-09
  Osaic Services, Inc.
  Scottsdale, AZ
• 2014-08-05 → 2014-11-21
  Lpl Financial Llc
  Tucson, AZ

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-06-25
• S63 Uniform Securities Agent State Law Examination
  2003-05-02

Other Names

• John R Neighbours
• Jr Neighbours
• John Richard Neighbours
• John Richard Neighbours