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1600 Broadway 4Th Floor, Denver, CO 80202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-06-10 |
| TX | RA | APPROVED | 2026-06-09 |
Branch Locations
777 Main Street Suite 3500, Fort Worth, TX 76102 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northern Trust Securities, Inc. | Fort Worth | TX | 01/2025 | 01/2026 |
| Northern Trust | Fort Worth | TX | 01/2014 | 01/2026 |
| Bok Financial Securities, Inc. | Fort Worth | TX | 01/2026 | 05/2026 |
| Bokf, Na | Fort Worth | TX | 01/2026 | Present |
| Bok Financial Private Wealth, Inc. | Fort Worth | TX | 05/2026 | Present |
Communities in Schools Greater Tarrant County non investment related 6660 Hawks Creek Ave Fort Worth, TX 76114 Partnering with school districts by placing social workers & licensed mental health counselors directly in the schools to increase graduation rates Board Member August 2016 6 hours a month Board member participating in discussions related to staffing, budgets, and business development ACH Child & Family Services non investment related 3712 Wichita St. Fort Worth, TX Public/Private partnership with state and the foster care system Board Member February 2024 6 hours a month Board member participating in discussions related to staffing, budgets, and business development Texas Health Resources non investment related 612 E Lamar Blvd Arlington, TX 76011 Determining when/how/where new hospitals, urgent care clinics, surgery centers, hospital renovations/additions are built based on current and projected budget dollars, market share, and population growth in the greater DFW metroplex Committee member of the Finance Committee November 2024 6 hours a month
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-06-09 |
| S63 | Uniform Securities Agent State Law Examination | 2025-05-01 |
| S66 | Uniform Combined State Law Examination | 2006-02-28 |
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