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J. Daniel Philpott

J.P. Morgan Securities LLC

Indianapolis, IN

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2021-01-21
TX RA APPROVED_RES 2021-01-21
  • IN RA
    APPROVED
    Since 2021-01-21
  • TX RA
    APPROVED_RES
    Since 2021-01-21

Branch Locations

1 E Ohio St Floor 17, Indianapolis, IN 46204 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Indianapolis IN 11/2009 01/2021
Wells Fargo Advisors Llc Indianapolis IN 01/2011 11/2016
Wells Fargo Clearing Services, Llc Indianapolis IN 11/2016 01/2021
Jpmorgan Chase Bank, N.A. Indianapolis IN 01/2021 Present
J.P. Morgan Securities Llc Indianapolis IN 01/2021 Present
  • 11/2009 → 01/2021
    Wells Fargo Bank
    Indianapolis, IN
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Indianapolis, IN
  • 11/2016 → 01/2021
    Wells Fargo Clearing Services, Llc
    Indianapolis, IN
  • 01/2021 → Present
    Jpmorgan Chase Bank, N.A.
    Indianapolis, IN
  • 01/2021 → Present
    J.P. Morgan Securities Llc
    Indianapolis, IN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-05-01
  • S66 Uniform Combined State Law Examination
    2009-05-01
Other Names
  • Dan Philpott
  • J Daniel Philpott
  • Joseph Daniel Philpott
  • J. Daniel Philpott

View on SEC IAPD

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