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Joshua Daniel Amundsen

Wells Fargo Clearing Services, LLC

St. Louis, MO

Minneapolis, MN

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2026-07-16
  • MN RA
    APPROVED
    Since 2026-07-16

Branch Locations

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

550 S 4Th St 14Th Fl [Regional Supervision], Minneapolis, MN 55415 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc. La Jolla CA 11/2004 03/2018
Rbc Capital Markets, Llc. Minneapolis MN 03/2018 07/2026
Wells Fargo Clearing Services, Llc Minneapolis MN 07/2026 Present
Previous Registrations
  • 2018-03-06 → 2026-07-10
    Rbc Capital Markets, Llc
    Minneapolis, MN
    Maple Grove, MN
  • 2017-04-20 → 2018-03-08
    Scottrade Investment Management
    Saint Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-05-05
  • S66 Uniform Combined State Law Examination
    2003-05-05
Other Names
  • Joshua Amundsen

View on SEC IAPD

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