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Michael Patrick Hugghins

Morgan Stanley

Alpharetta, GA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2014-06-17
TX RA APPROVED_RES 2014-06-13
  • GA RA
    APPROVED
    Since 2014-06-17
  • TX RA
    APPROVED_RES
    Since 2014-06-13

Branch Locations

2400 Lakeview Parkway Suite 300, Alpharetta, GA 30009 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Alpharetta GA 06/2014 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 06/2014 → Present
    Alpharetta, GA
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2013-01-02 → 2014-06-18
    Bb&T Securities, Llc
    Alpharetta, GA
  • 2011-06-23 → 2013-01-02
    Scott & Stringfellow, Llc
    Alpharetta, GA
    Alpharetta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-06-22
S63 Uniform Securities Agent State Law Examination 2003-05-14
  • S66 Uniform Combined State Law Examination
    2011-06-22
  • S63 Uniform Securities Agent State Law Examination
    2003-05-14

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