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Lydia Dupont

D.A. Davidson & Co.

Newport Beach, CA

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Current Employers
D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-09
CA RA APPROVED 2016-03-22
  • TX RA
    APPROVED_RES
    Since 2019-01-09
  • CA RA
    APPROVED
    Since 2016-03-22

Branch Locations

680 Newport Center Drive Suite 230, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
D.A. Davidson & Co. Newport Beach CA 03/2016 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2016-05-27
S66 Uniform Combined State Law Examination 2003-06-27
  • S63 Uniform Securities Agent State Law Examination
    2016-05-27
  • S66 Uniform Combined State Law Examination
    2003-06-27
Other Names
  • Lydia Perez

View on SEC IAPD

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OCVC, LLC · NEWPORT BEACH, CA
MIG CAPITAL, LLC · NEWPORT BEACH, CA
RESEARCH AFFILIATES · NEWPORT BEACH, CA
PAAMCO PRISMA, LLC · NEWPORT BEACH, CA
COMPOSITION WEALTH, LLC · Newport Beach, CA
J.P. MORGAN SECURITIES LLC · NEWPORT BEACH, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Newport Beach, CA

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