Dennis Christopher Coon

Employer firm

Transcend Wealth CRD 292210

$93.5M regulatory AUM 1 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2010 → 12/2017
  Hill Financial Group
  Pepper Pike, OH
• 12/2011 → 12/2017
  American Portfolios Financial Services, Inc.
  Holbrook, NY
• 01/2018 → Present
  Transcend Wealth, Llc
  Woodmere, OH

Previous Registrations

• 2010-12-03 → 2018-01-11
  Peak Wealth Solutions
  Pepper Pike, OH
• 2008-10-31 → 2009-12-04
  Equitable Advisors, Llc
  Erie, PA
• 2006-07-07 → 2007-12-31
  Ubs Financial Services Inc.
  Erie, PA
• 2003-05-22 → 2006-05-25
  Equitable Advisors, Llc
  Creve Coeur, MO
  Clayton, MO

Exams

• S66 Uniform Combined State Law Examination
  2003-05-15

Designations

• Certified Financial Planner

Other Names

• Dennis Christopher Coon