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Susanne M Swanson

Fifth Third Securities, Inc.

Woodmere, OH

Bainbridge, OH

Solon, OH

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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2017-06-08
  • OH RA
    APPROVED
    Since 2017-06-08

Branch Locations

28300 Chagrin Boulevard, Woodmere, OH 44122 • United States

8355 E. Washington St, Bainbridge, OH 44023 • United States

6445 Som Center Road, Solon, OH 44139 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Bank Ravenna OH 11/2009 04/2017
Pnc Investments Ravenna OH 11/2009 04/2017
Fifth Third Bank Bainbridge OH 05/2017 Present
Fifth Third Securities Bainbridge OH 05/2017 Present
  • 11/2009 → 04/2017
    Pnc Bank
    Ravenna, OH
  • 11/2009 → 04/2017
    Pnc Investments
    Ravenna, OH
  • 05/2017 → Present
    Fifth Third Bank
    Bainbridge, OH
  • 05/2017 → Present
    Fifth Third Securities
    Bainbridge, OH
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-05-28
S63 Uniform Securities Agent State Law Examination 2007-08-15
  • S65 Uniform Investment Adviser Law Examination
    2013-05-28
  • S63 Uniform Securities Agent State Law Examination
    2007-08-15
Other Names
  • Susanne Marie Gilson
  • Susanne Marie Bouck
  • Susanne M Bouck
  • Susanne M Gilson
  • Susanne Marie Swanson

View on SEC IAPD

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Other Offices

ROCKEFELLER FINANCIAL LLC · Woodmere, OH
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WOODMERE, OH
J.P. MORGAN SECURITIES LLC · Woodmere, OH
TRANSCEND WEALTH · WOODMERE, OH
LPL FINANCIAL LLC · PEPPER PIKE, OH
RESOURCE STRATEGIES INC · PEPPER PIKE, OH
WILSON & BROWNING, INC. · PEPPER PIKE, OH
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PEPPER PIKE, OH

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