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Laura Melissa Saunders

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Princeton, NJ

Allentown, PA

Warrington, PA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2019-12-16
PA RA APPROVED 2018-07-03
TX RA APPROVED_RES 2018-06-25
  • MD RA
    APPROVED
    Since 2019-12-16
  • PA RA
    APPROVED
    Since 2018-07-03
  • TX RA
    APPROVED_RES
    Since 2018-06-25

Branch Locations

7 Roszel Rd, Princeton, NJ 08540 • United States

600 Hamilton St, Allentown, PA 18101 • United States

Warrington, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Doylestown PA 07/2016 05/2018
Wells Fargo Advisors, Llc Doylestown PA 07/2016 11/2016
Wells Fargo Clearing Services, Llc Doylestown PA 11/2016 05/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Wayne PA 05/2018 Present
  • 07/2016 → 05/2018
    Wells Fargo Bank, Na
    Doylestown, PA
  • 07/2016 → 11/2016
    Wells Fargo Advisors, Llc
    Doylestown, PA
  • 11/2016 → 05/2018
    Wells Fargo Clearing Services, Llc
    Doylestown, PA
  • 05/2018 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Wayne, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-07-02
S63 Uniform Securities Agent State Law Examination 2003-09-18
  • S66 Uniform Combined State Law Examination
    2018-07-02
  • S63 Uniform Securities Agent State Law Examination
    2003-09-18
Other Names
  • Laura Melissa Saunders
  • Laura Saunders

View on SEC IAPD

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Other Offices

BLACKROCK INVESTMENT MANAGEMENT, LLC · PRINCETON, NJ
SONGBIRD CAPITAL, LLC · PRINCETON, NJ
J.P. MORGAN SECURITIES LLC · Princeton, NJ
SYSTEMATIC ALPHA INVESTMENTS, LLC · PRINCETON, NJ
PNC WEALTH MANAGEMENT LLC · PRINCETON, NJ
RBC CAPITAL MARKETS, LLC · Princeton, NJ
WATERMARK GROUP, INC. · PRINCETON, NJ
PRINCETON EQUITY GROUP · PRINCETON, NJ

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