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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-05-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Torrance | CA | 06/2016 | 11/2016 |
| Edward Jones | St. Louis | MO | 01/2017 | 05/2019 |
| Citigroup | Westlake Village | CA | 05/2019 | 06/2023 |
| Cuso Financial Services, Lp | San Diego | CA | 06/2023 | 05/2025 |
| Ventura Country Credit Union | Oxnard | CA | 06/2023 | Present |
| Lpl Financial Llc | Ventura | CA | 05/2025 | Present |
1- 05/15/2025 - Wealth Management at Ventura County Credit Union - DBA for LPL Business (entity for LPL business)- Investment Related - At Reported Business Location(s) - Start Date 04/28/2025 - 160 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-01-30 |
| S63 | Uniform Securities Agent State Law Examination | 2005-08-05 |
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