Best Investors Account Sign in
Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-05-09
TX RA APPROVED_RES 2025-04-24
  • IL RA
    APPROVED
    Since 2025-05-09
  • TX RA
    APPROVED_RES
    Since 2025-04-24

Branch Locations

1 Northfield Plz Ste 480, Northfield, IL 60093 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Woodbury Financial Services Inc Lisle IL 10/2015 01/2018
Lpl Financial Llc Hawthorn Woods IL 01/2018 04/2025
Inland Bank Hawthorn Woods IL 01/2018 06/2023
Ameriprise Financial Services, Llc Northfield IL 04/2025 Present
Previous Registrations
  • 2018-01-29 → 2025-05-08
    Hawthorn Woods, IL
    Fort Mill, SC
    Hawthorn Woods, IL
    Lake Forest, IL
  • 2015-10-21 → 2018-02-01
    Woodbury Financial Services, Inc.
    Lisle, IL
    Warrenville, IL
    Warrenville, IL
    Warrenville, IL
  • 2014-01-08 → 2015-10-13
    Arlington Heights, IL
    Oakbrook Terrace, IL
    Oakbrook, IL
Other Businesses

Business Ownership; Philip James Yun Inc; Owner; Manage Ameriprise Business; 212 Brampton Ln, , Lake Forest, IL, 60045; Investment-Related; 12/01/2013; 0 hours per month; 0 during trading hours. Outside Employment; Philip James Yun Inc; Financial Advisor.; Manage advisory business; 212 Brampton Ln, , Lake Forest, IL, 60045; Investment-Related; 10/01/2025; 40 to 59 hours per month; 20 to 39 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-11-15
S63 Uniform Securities Agent State Law Examination 2003-06-09
  • S65 Uniform Investment Adviser Law Examination
    2013-11-15
  • S63 Uniform Securities Agent State Law Examination
    2003-06-09
Other Names
  • Philip J Yun
  • Philip Yun

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Northfield, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor