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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-07-21 |
| CA | RA | APPROVED | 2016-09-20 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Phoenix | AZ | 08/2016 | Present |
| Bank Of America, N.A. | Phoenix | AZ | 10/2016 | Present |
I*98343FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: THE PARENT READ PROGRAM LLCINVESTMENT RELATED: NADDRESS OF BUSINESS:TUCSON, ARIZONA 85743NATURE OF BUSINESS: LLC,POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 10/31/2007NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: READING TRACKING/INCENTIVE PROGRAM TO BRING PARENTS AND KIDS TOGETHER. MY SON ASKED ME TO FORM THE COMPANY FOR A PROJECT WE COULD WORK ON TOGETHER. NOTHING EVER HAPPENED WITH IT. HE LOST INTEREST AND I GOT BUSY. NO RESPONSIBILITIES/TASKS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-01-03 |
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