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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2012-01-06 |
Branch Locations
19112 Gridley Road Suite 235, Cerritos, CA 90703 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| World Financial Group | Anaheim | CA | 02/2002 | Present |
| Los Angeles County - Department Of Public Works | Alhambra | CA | 07/1989 | 11/2019 |
| Transamerica Financial Advisors, Inc | Anaheim | CA | 01/2012 | Present |
| Warner Pacific Employee Benefits Brokerage Advantage | Westlake Village | CA | 12/2012 | Present |
| Amp Wealth Management | Whitefish Bay | WI | 01/2018 | Present |
| Riverside County Transportation | Riverside | CA | 11/2019 | 09/2020 |
| Heartland Institute Of Financial Education | Greenwood Village | CO | 05/2020 | Present |
| Riverside County Department Of Transportation | Riverside | CA | 09/2019 | 10/2024 |
| Rental Property | Riverside | CA | 01/2022 | Present |
| Echelon Civil & Structural Engineering Group Inc | Calabasas | CA | 01/2025 | Present |
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc Rental Property / 0122-Present / Investment Related: No / 1737 Steinman Riverside, CA 92507 / Owner/ Rental Property / Hrs. Work Monthly: 0 / Sec Trading Hrs: 0 / No Daily Activities-Rental WARNER PACIFIC EMPLOYEE BENEFITS BROKERAGE ADVANTAGE,32110 AGOURA ROAD, WESTLAKE VILLAGE CA 91361,NON INVESTMENT RELATED, START DATE 12/28/2012,AGENT, 24HRS PER MONTH AMP WEALTH MANAGEMENT/YES INVESTMENT RELATED/PLACEMENT AGENT/1.1.2018/421 E. SILVER SPRING DR., SUITE 3, WHITEFISH BAY, WI 53217/THIRD PART MONEY MANAGERS/IF AWARDED THE CONTRACT, MY DUTIES WILL BE THE LIASION BETWEEN LACERA AND AMP INVESTMENT./HOURS.MONTH:10/HOURS DURING SECURITIES TRADING HOURS:0 Heartland Institute of Financial Education / 0520-Present/ Investment Related: No / 8301 E. Prentice Ave., Ste.312 Greenwood Village, CO 80111 / Cert Financial Ed. / Financial Literacy/ Hrs Work Monthly: 10 / Sec Trading Hrs: 0 / Ni daily activity rather periodic seminar educating the public about different financial concepts geared to adult learners Echelon Civil & Structural Engineering Group Inc | 012025 - present | 23945 Calabasas Road Calabasas CA 91302 | Echelon Civil & Structural Engineering Group Inc | Engineering Consultant | Civil Engineering Consulting on Public Works Projects on as-needed basis
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-06-18 |
| S63 | Uniform Securities Agent State Law Examination | 2006-10-14 |
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