Best Investors Account Sign in

Melanie Elaine Daugherty

Morgan Stanley

Troy, MI

Claim This Profile
Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2021-10-22
TX RA APPROVED 2021-10-22
  • MI RA
    APPROVED
    Since 2021-10-22
  • TX RA
    APPROVED
    Since 2021-10-22

Branch Locations

101 West Big Beaver Road Suite 1200, Troy, MI 48084 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Troy MI 03/2013 11/2016
Wells Fargo Clearing Services, Llc Troy MI 11/2016 10/2021
Morgan Stanley Smith Barney Llc Troy MI 10/2021 Present
  • 03/2013 → 11/2016
    Wells Fargo Advisors, Llc
    Troy, MI
  • 11/2016 → 10/2021
    Wells Fargo Clearing Services, Llc
    Troy, MI
  • 10/2021 → Present
    Morgan Stanley Smith Barney Llc
    Troy, MI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-07-05
S63 Uniform Securities Agent State Law Examination 2004-03-04
  • S66 Uniform Combined State Law Examination
    2013-07-05
  • S63 Uniform Securities Agent State Law Examination
    2004-03-04
Other Names
  • Melanie E Sheridan
  • Melanie Elaine Daugherty
  • Melanie E Daugherty

View on SEC IAPD

Other Firms

COOK & ASSOCIATES
LPL FINANCIAL LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
SPC
CETERA INVESTMENT ADVISERS LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
STRAIGHTLINE
MAXWELL INVESTMENT ADVISORY SERVICES

Other Investors

MATTHEW PAUL COOK
AMY LYNN ROBERTS
MICHAEL A JUSTIN
BRUCE CRAIG GREENING
STEVEN THOMAS MARLETTE
MICHAEL DAVID VICHUNAS
Quinn J Wright
DAVID JAMES SMOLAREK

Other Offices

COOK & ASSOCIATES · TROY, MI
LPL FINANCIAL LLC · TROY, MI
LPL FINANCIAL LLC · TROY, MI
STATE FARM INVESTMENT MANAGEMENT CORP. · Troy, MI
SPC · Troy, MI
CETERA INVESTMENT ADVISERS LLC · TROY, MI
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Troy, MI
STRAIGHTLINE · TROY, MI

More in Troy, MI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor