James Ryan Boggus

Current Employers

Alphastar Capital Management

19520 West Catawba Avenue Suite 112, Cornelius, NC 28031 • United States

Current Registrations

Authority	Category	Status	Date
AL	RA	APPROVED	2024-03-26

AL RA
APPROVED

Since 2024-03-26

Branch Locations

19520 West Catawba Avenue Suite 112, Cornelius, NC 28031 • United States

3295 County Rd 47, Florence, AL 35630 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
United Benefits Insurance	Florence	AL	10/2017	Present
United Benefits Wealth Management	Florence	AL	03/2024	Present
Alphastar Capital Management, Llc	Cornelius	NC	03/2024	Present
Unemployed	Guntersville	AL	05/2016	10/2017

10/2017 → Present

United Benefits Insurance

Florence, AL
03/2024 → Present

United Benefits Wealth Management

Florence, AL
03/2024 → Present

Alphastar Capital Management, Llc

Cornelius, NC
05/2016 → 10/2017

Unemployed

Guntersville, AL

Previous Registrations

2004-08-05 → 2010-03-05

Equitable Advisors, Llc

Brimingham, AL

Guntersville, AL

Trussville, AL

Other Businesses

1. United Benefits Insurance; Non-investment related; 3295 County Rd 47 Florence, AL 35630; 10/2017; 80hrs/month during non-trading hours; 80hrs/month during trading hours;

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-11-27
S66	Uniform Combined State Law Examination	2004-01-06

S65 Uniform Investment Adviser Law Examination

2023-11-27
S66 Uniform Combined State Law Examination

2004-01-06

Other Names

James Ryan Roggus

View on SEC IAPD

Current Employers

Alphastar Capital Management

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews