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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2025-09-12 |
Branch Locations
805 Sw Broadway Suite 1800, Portland, OR 97205 • United States
Portland, OR • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Portland | OR | 06/2010 | Present |
IRVINGTON COOPERATIVE PRESCHOOL; ADDRESS: 2710 N.E. 14TH AVENUE, PORTLAND, OR, 97212; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: COOPERATIVE PRESCHOOL; CAPACITY: BOARD OF DIRECTORS; START DATE: 9/12/2018; DUTIES: PAYING BILLS AND PROCESSING TUITION PAYMENTS AND TEACHER PAYROLL; HOURS DEVOTED PER MONTH: APPROX. 2; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-09-11 |
| S63 | Uniform Securities Agent State Law Examination | 2002-10-25 |
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