Best Investors Account Sign in

Jennifer Marie Cincotta

Wells Fargo Clearing Services, LLC

Boca Raton, FL

Palm Beach, FL

CRD 4646608

Claim This Profile
Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-08-21
  • TX RA
    APPROVED_RES
    Since 2017-08-21

Branch Locations

1675 N Military Trail Ste 500 [F1/F5-Rbo], Boca Raton, FL 33486 • United States

255 S County Rd Ste 100 [Vg-Rbo], Palm Beach, FL 33480 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley & Co. Incorporated Stuart FL 09/2004 05/2017
Morgan Stanley Smith Barney Stuart FL 06/2009 05/2017
Wells Fargo Clearing Services, Llc West Palm Beach FL 05/2017 Present
  • 09/2004 → 05/2017
    Morgan Stanley & Co. Incorporated
    Stuart, FL
  • 06/2009 → 05/2017
    Morgan Stanley Smith Barney
    Stuart, FL
  • 05/2017 → Present
    Wells Fargo Clearing Services, Llc
    West Palm Beach, FL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2012-11-14
  • S63 Uniform Securities Agent State Law Examination
    2012-11-14
Other Names
  • Jennifer Geiger
  • Jennifer Marie Cincotta
  • Jennifer Marie Geiger

View on SEC IAPD

Nearby Firms

SUN CAPITAL ADVISORS, L.P.
AMERIPRISE FINANCIAL SERVICES, LLC
HIGHTOWER ADVISORS, LLC

Nearby Investors

THOMAS JETHRO DARDEN
Nancy JoeAnn Tush
LANCE P ROSS

Nearby Offices

SUN CAPITAL ADVISORS, L.P. · BOCA RATON, FL
AMERIPRISE FINANCIAL SERVICES, LLC · BOCA RATON, FL
HIGHTOWER ADVISORS, LLC · Boca Raton, FL

More in Boca Raton, FL

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor