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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
VI RA APPROVED 2022-06-17
PR RA APPROVED 2022-04-19
ND RA APPROVED 2022-04-11
IA RA APPROVED 2022-04-08
DE RA APPROVED 2022-04-06
NE RA APPROVED 2022-04-06
AK RA APPROVED 2022-04-05
GA RA APPROVED 2022-04-05
KS RA APPROVED 2022-04-05
LA RA APPROVED 2022-04-05
ME RA APPROVED 2022-04-05
NM RA APPROVED 2022-04-05
UT RA APPROVED 2022-04-05
VA RA APPROVED 2022-04-05
AL RA APPROVED 2022-04-04
MD RA APPROVED 2022-04-04
MT RA APPROVED 2022-04-04
NC RA APPROVED 2022-04-04
NY RA APPROVED 2021-07-08
DC RA APPROVED 2017-12-19
TX RA APPROVED_RES 2017-12-11
MN RA APPROVED 2016-06-15
NJ RA APPROVED 2014-04-14
  • VI RA
    APPROVED
    Since 2022-06-17
  • PR RA
    APPROVED
    Since 2022-04-19
  • ND RA
    APPROVED
    Since 2022-04-11
  • IA RA
    APPROVED
    Since 2022-04-08
  • DE RA
    APPROVED
    Since 2022-04-06
  • NE RA
    APPROVED
    Since 2022-04-06
  • AK RA
    APPROVED
    Since 2022-04-05
  • GA RA
    APPROVED
    Since 2022-04-05
  • KS RA
    APPROVED
    Since 2022-04-05
  • LA RA
    APPROVED
    Since 2022-04-05
  • ME RA
    APPROVED
    Since 2022-04-05
  • NM RA
    APPROVED
    Since 2022-04-05
  • UT RA
    APPROVED
    Since 2022-04-05
  • VA RA
    APPROVED
    Since 2022-04-05
  • AL RA
    APPROVED
    Since 2022-04-04
  • MD RA
    APPROVED
    Since 2022-04-04
  • MT RA
    APPROVED
    Since 2022-04-04
  • NC RA
    APPROVED
    Since 2022-04-04
  • NY RA
    APPROVED
    Since 2021-07-08
  • DC RA
    APPROVED
    Since 2017-12-19
  • TX RA
    APPROVED_RES
    Since 2017-12-11
  • MN RA
    APPROVED
    Since 2016-06-15
  • NJ RA
    APPROVED
    Since 2014-04-14

Branch Locations

239 Van Rensselaer Street Floor 2, Buffalo, NY 14210 • United States

Chaffee, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank Usa, N.A. Depew NY 08/2016 05/2018
Hsbc Bank Usa, N.A. Depew NY 05/2018 12/2020
Hsbc Securities (Usa) Inc. Depew NY 05/2018 12/2020
Hsbc Securities (Usa) Inc. Depew NY 12/2020 Present
Hsbc Bank (Usa) Inc. Depew NY 12/2020 Present
  • 08/2016 → 05/2018
    Hsbc Bank Usa, N.A.
    Depew, NY
  • 05/2018 → 12/2020
    Hsbc Bank Usa, N.A.
    Depew, NY
  • 05/2018 → 12/2020
    Depew, NY
  • 12/2020 → Present
    Depew, NY
  • 12/2020 → Present
    Hsbc Bank (Usa) Inc.
    Depew, NY
Previous Registrations
  • 2012-11-26 → 2014-01-15
    Orchard Park, NY
    Fort Mill, SC
    Hamburg, NY
    Depew, NY
    West Seneca, NY
    West Seneca, NY
    Hamburg, NY
    Hamburg, NY
    Depew, NY
Other Businesses

Dual hatted as a Bank Officer for HSBC Bank (USA) N.A., an affiliate of HSBC Securities (USA) Inc., engaging in the sale of bank related products and services. This position will be in conjunction with my current role as a registered representative with HSBC Securities (USA) Inc.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-11-21
S63 Uniform Securities Agent State Law Examination 2003-06-05
  • S66 Uniform Combined State Law Examination
    2012-11-21
  • S63 Uniform Securities Agent State Law Examination
    2003-06-05
Other Names
  • Jeanne A Wangelin
  • Jeanne Ann Holmes
  • Jeanne Holmes

View on SEC IAPD

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