Andrew Ross Sabin

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2024-11-01
IA	RA	APPROVED	2014-04-15
TX	RA	APPROVED_RES	2013-02-28

MO RA
APPROVED

Since 2024-11-01
IA RA
APPROVED

Since 2014-04-15
TX RA
APPROVED_RES

Since 2013-02-28

Branch Locations

10369 Clayton Rd, Frontenac, MO 63131 • United States

St Louis, MO • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Frontenac	MO	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Frontenac	MO	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Frontenac, MO
11/2016 → Present

Wells Fargo Clearing Services, Llc

Frontenac, MO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-05-22

S66 Uniform Combined State Law Examination

2003-05-22

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Exams

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