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700 Throckmorton, Fort Worth, TX 76102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2022-01-13 |
| FL | RA | APPROVED | 2022-01-05 |
| AR | RA | APPROVED | 2022-01-04 |
| NV | RA | APPROVED | 2020-01-22 |
| VA | RA | APPROVED | 2018-04-13 |
| CA | RA | APPROVED | 2005-04-26 |
| TX | RA | APPROVED | 2005-03-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American Airlines | Dallas | TX | 01/1990 | Present |
| Signal Securities, Inc. | Fort Worth | TX | 02/2005 | Present |
AMERICAN AIRLINES 3/1/2001 NOT INVESTMENT RELATED 4333 AMON CARTER BLVD FORT WORTH TX AIRLINE CAPTAIN/ DIRECTOR OF VETERANS INITIATIVES >40 21-40 CAPTAIN ON S80 AIRCRAFT/MANAGE AMERICAN AIRLINES VETERANS PROGRAMS Serve as Co-chair, Vice President of Tribute to Valor Foundation, a 501(c)3 military and education non-profit. Not investment related - uncompensated.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2005-05-19 |
| S65 | Uniform Investment Adviser Law Examination | 2004-02-03 |
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