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Richard Wayne Powell

Edward Jones

Palos Heights, IL

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-17
IL RA APPROVED 2007-04-16
  • TX RA
    APPROVED_RES
    Since 2019-01-17
  • IL RA
    APPROVED
    Since 2007-04-16

Branch Locations

12505 S Ridgeland Ave Suite 3, Palos Heights, IL 60463-1867 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 03/2003 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-09
S63 Uniform Securities Agent State Law Examination 2003-05-15
  • S66 Uniform Combined State Law Examination
    2007-03-09
  • S63 Uniform Securities Agent State Law Examination
    2003-05-15

View on SEC IAPD

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